SECTION 3- TEACHING QUALITY

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ESEA 2001 acknowledges the important role that teacher quality plays in promoting student achievement. It requires that all teachers be "highly qualified" in the subjects they teach by the end of the 2005-06 school year. It also requires states to publish an annual report disclosing the professional qualifications of teachers, the percent working with emergency or provisional credentials, and the percent of classes in the state not taught by "highly qualified" teachers.

The new law consolidates the class-size-reduction and Eisenhower professional-development programs into a single, flexible program for improving teacher and principal quality. The money can be used for various purposes, such as hiring teachers to limit class sizes, providing professional development and funding initiatives to retain highly qualified teachers.

ESEA 2001 also creates a competitive-grant program providing funds for professional development to improve the skills and knowledge of early childhood educators who work with children in low-income communities.

Here are the key implementation deadlines:

By the 2002-03 school year:

  • Any new teachers hired with Title I funds must meet requirements of a "highly qualified" teacher.
  • Any new paraprofessionals hired with Title I funds must meet new standards of quality.
  • States and districts must begin reporting their progress toward ensuring all teachers are "highly qualified."

By the end of the 2005-06 school year:

  • All teachers in core academic subjects must be "highly qualified."
  • All paraprofessionals working in programs supported with Title I funds must meet the requirements to be "highly qualified."

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Qualifications of Teachers
Title I, Part A, Subpart 1, Sec. 1119

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Mandated

Yes

Timeline

New teachers hired after the start of 2002-03 in programs supported by Title I, Part A, must be "highly qualified." All teachers must be "highly qualified" by the end of the 2005-06 school year.

Funding Level
Unspecified

Compliance

Districts that fail to make progress toward meeting the measurable objectives after two consecutive years are required to develop an improvement plan, and the state department of education is required to provide technical assistance. After the third year of failing to make progress, the state department and district must agree on how the district's funds are used, and the district must implement activities planned in conjunction with the state department. Also, the district cannot use federal funds for paraprofessionals hired from that point on, unless it is to fill a vacancy created by another paraprofessional leaving or if there are certain increases in enrollment or other special needs. (Title II, Subpart 4 -- Accountability, Sec. 2141)

Related Links

ECS Issue Site on Teaching Quality

Requirements or Provisions

This section of the law is designed to discourage the hiring of teachers who lack expertise in their content areas. It calls for each state receiving funds under Title I, Part A, to develop a plan to ensure all teachers of core academic subjects within the state are "highly qualified" by the end of the 2005-06 school year.

The state plan must address (1) an annual increase in the percentage of highly qualified teachers to meet the goal of all being highly qualified by 2005-06, (2) an annual increase in the percentage of teachers receiving high-quality professional development and (3) any other measures the state deems appropriate.

School districts receiving funds under Title I, Part A, also must ensure that new teachers hired after the start of the 2002-03 school year and teaching in programs supported with funds from Title I, Part A, are "highly qualified."

The term "highly qualified teacher" means:

  • Public elementary and secondary teachers must be fully licensed or certified by the state and must not have had any certification or licensure requirements waived on an emergency, temporary or provisional** basis.
  • New public elementary school teachers must have at least a bachelor's degree and pass a state test demonstrating subject knowledge and teaching skills in reading, writing, mathematics and other areas of any basic elementary school curriculum.
  • New middle or secondary school teachers must have at least a bachelor's degree and demonstrate competency in each of the academic subjects taught, or complete an academic major or coursework equivalent to a major, a graduate degree or advanced certification.
  • Existing public elementary, middle and secondary teachers must have at least a bachelor's degree and meet the requirements described above, or demonstrate competency in all subjects taught. A state evaluation standard is to be used to judge competency. The evaluation standard must provide objective information about the teacher's knowledge in the subject taught and can consider, but not use as a primary criterion, time spent teaching the subject. (Title IX, Part A, Sec. 9101)

A teacher does not have to attain the highest level of certification to be considered "highly qualified." Initially licensed or certified teachers may also meet the requirements. Someone teaching a subject for which she or he has not demonstrated subject-matter competency, regardless of whether that teacher is fully certified, would not be considered "highly qualified."

Under most circumstances, teachers who participate in alternative-certification programs, and who meet the above requirements, would be considered "highly qualified."

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** Note that, in some states, the term "provisional" is used to describe entry-level (though fully certified) teachers -- not teachers who do not yet have licenses. It is important to distinguish among (1) "provisional" licenses that allow employees to begin teaching while they pursue the requirements for certification or licensure, (2) licenses that make accommodation for certified teachers entering from other states who need to meet several additional state requirements and (3) licenses designated "provisional" in the certificate title to denote entry-level teachers who have met all certification requirements.

Allocation of Funds

Although no funds are specifically appropriated, states can use the flexibility provided in Title I and funds allocated under Title II for reforming teacher certification and providing professional development to teachers (see Appendices G and H for state-by-state appropriations for these programs).

Status of the States

Three states -- Iowa, Nevada and Ohio -- and the District of Columbia indicated in their 2001 Title II reports that they have no teachers on waivers and all teachers fully certified. For individual state reports and policies on teacher quality and preparation, see Title II State Reports 2001, www.title2.org/statereports/index.htm.

The following summaries on state efforts are based primarily on information provided by the Manual on the Preparation and Certification of Educational Personnel (2001), produced by the National Association of State Directors of Teacher Education and Certification. See Appendix E for a complete list of states.

How state policies match ESEA 2001 requirements for elementary school teachers:

  • All states require a bachelor's degree.
  • Thirty states and the District of Columbia require teachers to have passed a test demonstrating basic skills in reading, writing and math prior to receiving a teaching certificate. Indiana tests reading and writing only.
  • Seven states test reading, writing and math prior to admission to state teacher-preparation programs. This requirement affects in-state institution graduates, but not candidates coming from other states.
  • Twenty-one states require teachers to have passed a "knowledge of teaching" exam. Alabama uses the institution's exit exam for this purpose.
  • For all grade levels, 12 states require a subject-area major rather than a major in education.

How state policies match ESEA 2001 requirements for middle and secondary school teachers:

  • All states require a bachelor's degree.
  • Middle or high school level teachers in 31 states and the District of Columbia also must pass a subject-area test.
  • Seven states and the District of Columbia require a major for middle school or junior high level, and five require either a major or a minor. For high school or general secondary level certificates, 20 states and the District of Columbia require a major in the subject area taught. Semester-hour requirements for selected states are as follows:
    • Michigan - a major of no fewer than 30 semester hours for elementary and secondary teachers
    • Arizona - 24 semester hours for core areas
    • Connecticut - 30 semester hours
    • Illinois - 18 semester hours in the area of assignment
    • Iowa -12 semester hours
    • Louisiana - 15-50 semester hours in a subject area
    • New Mexico - 24-36 hours, 12 of which must be upper-division classes
    • North Carolina -- specifies competencies for each specialty area, and requires each institution to include them in its program.
  • In Oklahoma, teachers of 7th- and 8th-grade math must be certified in secondary-level math.
  • California teachers can verify subject-matter knowledge by a subject-matter exam or completion of an approved subject-matter program.
  • Massachusetts requires 24 semester hours, or other experience, that addresses the competencies designated by the certificate.

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Ensuring subject-matter competency

Several states have policies to ensure teachers can demonstrate subject-matter competency. Some examples include:

  • A 1999 Arkansas law (S.B. 574) requires teachers to be licensed in the grade level or subject they teach, and requires substitutes to have a bachelor's degree.
  • Florida legislators recently passed legislation requiring a "comparison of routes to a professional certificate." The state department must conduct a longitudinal study comparing performance of a sample of teachers hired after July 1, 2002, from the following groups: (1) teachers who have graduated from state-approved teacher preparation institutions, (2) teachers who completed a state-approved teacher preparation program and education competency program, and (3) teachers who hold a certificate issued by a state other than Florida. Also, to address the problem of out-of-field teaching, Florida requires school boards to adopt and implement a plan to ensure the competency of teachers placed out of their fields.
  • Massachusetts requires teachers in schools identified as low performing to take subject-matter exams. (No other state appears to meet this requirement.)
  • In North Carolina, assistance teams assigned to a low-performing school, in certain cases, can submit to the state board of education the names of teachers identified as needing improvement. The state board must require such teachers to pass a general knowledge test designed by the board. Teachers who do not pass must take part in a remediation plan. If the teacher still cannot pass the test, the state board must begin dismissal proceedings.
  • Oklahoma recently began requiring teachers of grades 6-8 mathematics who were certified after 1999 to become certified to teach intermediate- or secondary-level math.

(Source: ECS state policy database)

Policy Questions for State Leaders To Consider

  • What percentage of teachers in your state are "highly qualified" as defined by the law?
  • How many teachers in your state are teaching under emergency certificates or other waivers? Does your state have an accurate system to track these data?
  • How will your state ensure that all new Title I teachers hired after the beginning of the 2002-03 school year meet the new requirements? Has your state analyzed what this means in terms of recruiting new teachers?
  • How will your state ensure that all teachers meet the definition for "highly qualified" by 2005-06? For example, what number of semester hours should constitute a "major" or "minor"? Should it be different for elementary, middle or high school levels?
  • Does your state's certification/licensing procedures guarantee strong subject-matter competence? If so, how?
  • How will your state strike a balance between ensuring all teachers are "highly qualified" and the need to cope with teacher shortages?
  • How will your state ensure that teachers entering the classroom through alternative routes to certification meet the new requirements?
  • How will your state attempt to balance the percentage of highly qualified teachers in hard-to-staff and low-income schools and the percentage of such teachers in more affluent, easier-to-staff schools?
  • In what ways would your teacher certification process and policies need to change (including testing and performance measures) to fulfill this requirement?

 

Qualifications of Paraprofessionals
Title I, Part A, Subpart 1, Sec. 1119

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Mandated

Yes

Timeline

As of the date of enactment, new paraprofessionals must meet one of the requirements specified; existing paraprofessionals must do so no later than four years after the date of enactment.

Funding Level

Unspecified

Compliance

Unspecified

Related Links
"Paraprofessionals in the Education Workforce," Educational Environments for Students with Disabilities (U.S. Department of Education)
www.ed.gov/offices/OSERS/OSEP/
Research/OSEP99AnlRpt/DOC_Files
/CH3.doc

"Teacher Assistants" (Occupational Outlook Handbook, U.S. Department of Labor)
www.bls.gov/oco/ocos153.htm

Roles for Education: Paraprofessionals in Effective Schools (U.S. Department of Education, 1997)
www.ed.gov/pubs/Paraprofessionals
/index.html

Review of Teacher Assistants Education, Programs and Standards (Research Triangle Institute, Center for Research in Education, 1998)
www.dpi.state.nc.us/esareports/2_ta.pdf

 

Requirements or Provisions

Each state receiving funds under Title I, Part A, must develop a plan to ensure that all paraprofessionals working in a program supported by Title I funds meet one of the following requirements to be "highly qualified":

  • Completed at least two years of postsecondary study
  • Obtained an associate's (or higher) degree
  • Met a rigorous standard of quality and can demonstrate, through a formal state or local academic assessment, knowledge of and the ability to assist in instructing reading, writing and mathematics.

This requirement applies immediately to paraprofessionals hired after the enactment of ESEA 2001. Existing paraprofessionals must meet one of the above requirements no later than four years after the date of enactment. In addition, all paraprofessionals, regardless of hiring date, must have earned a high school diploma or its equivalent.

Allocation of Funds

Although no funds are specifically appropriated, states can use the flexibility provided in Title I and funds allocated under Title II for reforming teacher certification and providing professional development to teachers.

Status of the States

No recent information available.

Policy Questions for State Leaders To Consider

  • What policies will your state need to enact or modify to ensure all Title I paraprofessionals meet at least one of the above requirements?
  • What policies does your state have, and what data does it collect, on paraprofessionals' qualifications?
  • How many paraprofessionals in your state meet one of the requirements?
  • Has your state defined expectations for paraprofessionals and, if so, how is their performance evaluated?
  • How can your state work more closely with community colleges to prepare paraprofessionals?
  • What financial incentives can your state offer to help paraprofessionals receive a two-year degree?
  • How will the affordability and use of paraprofessionals be affected by the new requirements?

 

Teacher Qualification Disclosure
Title I, Part A, Subpart 1, Sec. 1111

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Mandated

Yes

Timeline

Not later than the 2002-03 school year

Funding Level

No additional funding

Compliance

If a state fails to meet any of the requirements in this section, the secretary of education may withhold funds for state administration until it is determined that the state has fulfilled the requirements.

 

Requirements or Provisions

Unless the state has received an extension, any state that receives assistance under Title I, Part A, must prepare and disseminate not later than the 2002-03 school year an annual report card that includes:

  • The professional qualifications of teachers
  • The percentage of teachers with emergency or provisional credentials
  • The percentage of classes in the state not taught by "highly qualified" teachers.

State departments of education also must submit a plan that includes steps it will take to ensure poor and minority children are not taught at higher rates than other children by inexperienced, uncertified or out-of-field teachers.

School districts receiving funds under Title I, Part A, must notify parents of children who attend Title I schools that they may request information about the professional qualifications of classroom teachers, including, at a minimum:

  • Whether the teacher has met state qualification and licensing criteria for the grade levels and subject areas taught
  • Whether the teacher is teaching under emergency or other provisional status
  • The baccalaureate degree of the teacher and any other graduate certification or degree held by the teacher, and the subject area of the certification or degree
  • Whether the child is provided service by paraprofessionals, and, if so, their qualifications.

Information requested by parents must be provided in a "timely manner."

In addition, schools that receive funds under Title I, Part A, also must provide timely notice to a parent whose child has been assigned to or taught, for four or more weeks, by a teacher who is not highly qualified.

Status of the States

Some states already require districts and/or schools to report on teacher qualifications:

  • Fifteen states require public report cards to list teachers' years of experience (Arizona, Colorado, Connecticut, Georgia, Hawaii, Indiana, Kentucky, Louisiana, Minnesota, Missouri, North Dakota, Pennsylvania, Utah, West Virginia, Wyoming)
  • Eighteen states require reports to include data on teachers' level of preparation and/or whether they meet licensing criteria (Alabama, Arizona, Arkansas, Connecticut, Georgia, Indiana, Kentucky, Louisiana, Maine, Minnesota, Mississippi, Missouri, Nebraska, New York, North Dakota, Utah, Virginia, West Virginia)
  • Eight states require districts or schools to report on the number or percent of teachers working in their area of certification (California, Colorado, Kentucky, Nevada, Oregon, Tennessee, Texas, Washington)

(Source: ECS StateNotes: State Performance Indicators, January 2002)

In addition, Arkansas requires parents to be notified when a noncertified teacher has been assigned to teach their child's class for more than 30 consecutive days.

(Source: ECS state policy database)

Policy Questions for State Leaders To Consider

  • For states and districts, what type of data infrastructure, staff capacity and funding will it take to produce teacher qualification reports for parents?
  • How will your state decide what portion of a teacher's time can be spent teaching out-of-field for it to count as such? For example, if a teacher teaches three of five classes in his/her area of expertise, but teaches two core curriculum classes in which he/she is NOT qualified, how will the data reflect this situation?
  • Has your state set the minimum number of hours necessary to be certified in subject area, and if so, have they been set for all levels (elementary, middle and high school)?
  • Are districts in your state required to report the number of paraprofessionals used and how they are used (for example, aides for students with disabilities vs. instructional aides)?

 

Teacher and Principal Training and Recruiting Funds
Title II, Part A, Subpart 1, Sec. 2101

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Mandated

Participation is voluntary.

Timeline

No specific timeline indicated

Funding Level

FY02 - $2.85 billion

Compliance

Unspecified

 

Requirements or Provisions

This part of Title II combines federal funding from the previously authorized Eisenhower and Class Size Reduction programs. State education departments are responsible for the distribution of funds in conjunction with state higher education agencies. Funds are to be distributed in the form of competitive grants to eligible partnerships.

The state education department must use these funds to carry out one or more of several specified activities, including, but not limited to:

  • Reforming teacher and principal licensure or certification
  • Establishing, expanding or improving alternative routes to licensure or certification
  • Recruiting highly qualified teachers and principals
  • Assisting school districts in developing merit-based performance systems
  • Providing professional development to teachers and principals
  • Supporting the training of teachers to integrate technology into curricula and instruction
  • Providing assistance to enable teachers to become highly qualified
  • Reforming tenure systems
  • Implementing teacher testing for subject-matter knowledge.

 

Transition to Teaching
Title II, Part C, Subpart 1, Chapter B, Sec. 2311

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Mandated

Participation is voluntary.

Timeline

No specific timeline indicated

Funding Level

FY02 - $35 million

Compliance

Unspecified

 

Requirements or Provisions

Grants will be available to state education departments and high-need school districts to develop teacher corps or other programs to recruit and retain highly qualified mid-career professionals and recent graduates as teachers in high-need schools, including recruiting teachers through alternative routes to certification.

Policy Questions for State Leaders To Consider

  • How will states ensure that alternative certification policies allow teachers to meet the definition of "highly qualified" by the end of the 2005-06 school year?

 

Early Childhood Educator Professional Development
Title II, Part A, Subpart 5, Sec. 2151

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Mandated

Participation is voluntary.

Timeline

No specific timeline indicated

Funding LevelFY02 - $15 million for partnership grants

Compliance

Unspecified

Related Links

ECS Issue Site on Early Childhood

National Association for the Education of Young Children
www.naeyc.org/childrens_champions
/federal/2002/eceducator_q&a.pdf

 

Requirements or Provisions

This provision seeks to enhance the school readiness of young children, particularly disadvantaged children, by improving the knowledge and skills of early childhood educators who work in communities with high concentrations of poor children. Allowable activities include professional development that focuses on early language and literacy development, working with families and/or working with children with behavioral problems or who are victims of abuse. States also may use funds to provide support for early childhood educators during their first three years in the field and/or to provide professional development programs using distance learning and other technologies.

Allocation of Funds

Competitive Grant - Grants will be made to partnerships that include at least one higher education institution or another entity that provides professional development for early childhood educators who work with children from low-income families in high-need communities. The partnerships also must include one or more public agencies, Head Start agencies or private organizations.

Status of the States

Here's a look at several programs focused on enhancing the professional development of early childhood educators in high-need communities:

  • Oregon Center for Career Development in Childhood Care and Education - The center contracts with agencies that teach Oregon Child Care Basics classes. The classes train early childhood educators in basic practices that encourage positive care and education of children,
    www.centerline.pdx.edu/

  • California Early Childhood Mentor Program - Based at local colleges and universities, this program uses a peer recruitment and mentor plan to target early childhood educators in selected populations. The program offers scholarships for books and tuition,
    www.ecementor.org/

  • New York Tri-County Early Childhood Professional Development Project - Many partners, including local schools, early care and education providers, and higher education institutions, work together to offer scholarships, mentoring programs and degree opportunities for early childhood educators,
    www.qualitykidcare.com/index.asp

Policy Questions for State Leaders To Consider

  • What efforts are being made in your state to provide for the professional development of early childhood educators? What agencies are in charge of these efforts? Are their efforts well-coordinated?
  • Do these efforts incorporate the latest thinking in literacy and numeracy development?
  • How could existing partnerships between professional-development providers and local early childhood providers be expanded or improved through these grants?
  • Which communities in your state would benefit most from this type of program?
  • What evaluation processes will need to be put in place to ensure high-quality programs?

 

Troops to Teachers
Title II, Part C, Subpart 1, Chapter A, Sec. 2301

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Mandated

Participation is voluntary.

Timeline

No specific timeline indicated

Funding Level

FY02 - $18 million

Compliance

Unspecified

Related Links
http://voled.doded.mil/dantes/ttt/
overview.htm

 

Requirements or Provisions

This program is designed to:

  • Assist eligible members of the military to obtain certification or licensing and become "highly qualified" teachers
  • Facilitate their employment by school districts.