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SECTION 3- TEACHING
QUALITY
ESEA 2001 acknowledges the important role that teacher quality plays
in promoting student achievement. It requires that all teachers be "highly
qualified" in the subjects they teach by the end of the 2005-06 school
year. It also requires states to publish an annual report disclosing the
professional qualifications of teachers, the percent working with emergency
or provisional credentials, and the percent of classes in the state not
taught by "highly qualified" teachers.
The new law consolidates the class-size-reduction and Eisenhower professional-development
programs into a single, flexible program for improving teacher and principal
quality. The money can be used for various purposes, such as hiring teachers
to limit class sizes, providing professional development and funding initiatives
to retain highly qualified teachers.
ESEA 2001 also creates a competitive-grant program providing funds for
professional development to improve the skills and knowledge of early
childhood educators who work with children in low-income communities.
Here are the key implementation deadlines:
By the 2002-03 school year:
- Any new teachers hired with Title I funds must meet requirements of
a "highly qualified" teacher.
- Any new paraprofessionals hired with Title I funds must meet new standards
of quality.
- States and districts must begin reporting their progress toward ensuring
all teachers are "highly qualified."
By the end of the 2005-06 school year:
- All teachers in core academic subjects must be "highly qualified."
- All paraprofessionals working in programs supported with Title I funds
must meet the requirements to be "highly qualified."
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Qualifications
of Teachers
Title I, Part
A, Subpart 1, Sec. 1119
Top of this section
Mandated
Yes
Timeline
New teachers hired after the start of 2002-03 in programs supported
by Title I, Part A, must be "highly qualified." All teachers must
be "highly qualified" by the end of the 2005-06 school year.
Funding Level
Unspecified
Compliance
Districts that fail to make progress toward meeting the measurable
objectives after two consecutive years are required to develop an
improvement plan, and the state department of education is required
to provide technical assistance. After the third year of failing
to make progress, the state department and district must agree on
how the district's funds are used, and the district must implement
activities planned in conjunction with the state department. Also,
the district cannot use federal funds for paraprofessionals hired
from that point on, unless it is to fill a vacancy created by another
paraprofessional leaving or if there are certain increases in enrollment
or other special needs. (Title II, Subpart 4 -- Accountability,
Sec. 2141)
Related Links
ECS Issue
Site on Teaching Quality
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Requirements or Provisions
This section of the law is designed to discourage the hiring of
teachers who lack expertise in their content areas. It calls for
each state receiving funds under Title I, Part A, to develop a plan
to ensure all teachers of core academic subjects within the state
are "highly qualified" by the end of the 2005-06 school year.
The state plan must address (1) an annual increase in the percentage
of highly qualified teachers to meet the goal of all being highly
qualified by 2005-06, (2) an annual increase in the percentage of
teachers receiving high-quality professional development and (3)
any other measures the state deems appropriate.
School districts receiving funds under Title I, Part A, also must
ensure that new teachers hired after the start of the 2002-03 school
year and teaching in programs supported with funds from Title I,
Part A, are "highly qualified."
The term "highly qualified teacher" means:
- Public elementary and secondary teachers must be fully licensed
or certified by the state and must not have had any certification
or licensure requirements waived on an emergency, temporary or
provisional** basis.
- New public elementary school teachers must have at least a bachelor's
degree and pass a state test demonstrating subject knowledge and
teaching skills in reading, writing, mathematics and other areas
of any basic elementary school curriculum.
- New middle or secondary school teachers must have at least a
bachelor's degree and demonstrate competency in each of the academic
subjects taught, or complete an academic major or coursework equivalent
to a major, a graduate degree or advanced certification.
- Existing public elementary, middle and secondary teachers must
have at least a bachelor's degree and meet the requirements described
above, or demonstrate competency in all subjects taught. A state
evaluation standard is to be used to judge competency. The evaluation
standard must provide objective information about the teacher's
knowledge in the subject taught and can consider, but not use
as a primary criterion, time spent teaching the subject. (Title
IX, Part A, Sec. 9101)
A teacher does not have to attain the highest level of certification
to be considered "highly qualified." Initially licensed or certified
teachers may also meet the requirements. Someone teaching a subject
for which she or he has not demonstrated subject-matter competency,
regardless of whether that teacher is fully certified, would not
be considered "highly qualified."
Under most circumstances, teachers who participate in alternative-certification
programs, and who meet the above requirements, would be considered
"highly qualified."
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** Note that, in some states, the term "provisional" is used to
describe entry-level (though fully certified) teachers -- not teachers
who do not yet have licenses. It is important to distinguish among
(1) "provisional" licenses that allow employees to begin teaching
while they pursue the requirements for certification or licensure,
(2) licenses that make accommodation for certified teachers entering
from other states who need to meet several additional state requirements
and (3) licenses designated "provisional" in the certificate title
to denote entry-level teachers who have met all certification requirements.
Allocation of Funds
Although no funds are specifically appropriated, states can use
the flexibility provided in Title I and funds allocated under Title
II for reforming teacher certification and providing professional
development to teachers (see Appendices G and H for state-by-state
appropriations for these programs).
Status of the States
Three states -- Iowa, Nevada and Ohio -- and the District of Columbia
indicated in their 2001 Title II reports that they have no teachers
on waivers and all teachers fully certified. For individual state
reports and policies on teacher quality and preparation, see Title
II State Reports 2001, www.title2.org/statereports/index.htm.
The following summaries on state efforts are based primarily on
information provided by the Manual on the Preparation and Certification
of Educational Personnel (2001), produced by the National Association
of State Directors of Teacher Education and Certification. See Appendix
E for a complete list of states.
How state policies match ESEA 2001 requirements for elementary
school teachers:
- All states require a bachelor's degree.
- Thirty states and the District of Columbia require teachers
to have passed a test demonstrating basic skills in reading, writing
and math prior to receiving a teaching certificate. Indiana tests
reading and writing only.
- Seven states test reading, writing and math prior to admission
to state teacher-preparation programs. This requirement affects
in-state institution graduates, but not candidates coming from
other states.
- Twenty-one states require teachers to have passed a "knowledge
of teaching" exam. Alabama uses the institution's exit exam for
this purpose.
- For all grade levels, 12 states require a subject-area major
rather than a major in education.
How state policies match ESEA 2001 requirements for middle
and secondary school teachers:
- All states require a bachelor's degree.
- Middle or high school level teachers in 31 states and the District
of Columbia also must pass a subject-area test.
- Seven states and the District of Columbia require a major for
middle school or junior high level, and five require either a
major or a minor. For high school or general secondary level certificates,
20 states and the District of Columbia require a major in the
subject area taught. Semester-hour requirements for selected states
are as follows:
- Michigan - a major of no fewer than 30 semester hours for
elementary and secondary teachers
- Arizona - 24 semester hours for core areas
- Connecticut - 30 semester hours
- Illinois - 18 semester hours in the area of assignment
- Iowa -12 semester hours
- Louisiana - 15-50 semester hours in a subject area
- New Mexico - 24-36 hours, 12 of which must be upper-division
classes
- North Carolina -- specifies competencies for each specialty
area, and requires each institution to include them in its program.
- In Oklahoma, teachers of 7th- and 8th-grade math must be certified
in secondary-level math.
- California teachers can verify subject-matter knowledge by a
subject-matter exam or completion of an approved subject-matter
program.
- Massachusetts requires 24 semester hours, or other experience,
that addresses the competencies designated by the certificate.
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Ensuring subject-matter competency
Several states have policies to ensure teachers can demonstrate
subject-matter competency. Some examples include:
- A 1999 Arkansas law (S.B. 574) requires teachers to be licensed
in the grade level or subject they teach, and requires substitutes
to have a bachelor's degree.
- Florida legislators recently passed legislation requiring a
"comparison of routes to a professional certificate." The state
department must conduct a longitudinal study comparing performance
of a sample of teachers hired after July 1, 2002, from the following
groups: (1) teachers who have graduated from state-approved teacher
preparation institutions, (2) teachers who completed a state-approved
teacher preparation program and education competency program,
and (3) teachers who hold a certificate issued by a state other
than Florida. Also, to address the problem of out-of-field teaching,
Florida requires school boards to adopt and implement a plan to
ensure the competency of teachers placed out of their fields.
- Massachusetts requires teachers in schools identified as low
performing to take subject-matter exams. (No other state appears
to meet this requirement.)
- In North Carolina, assistance teams assigned to a low-performing
school, in certain cases, can submit to the state board of education
the names of teachers identified as needing improvement. The state
board must require such teachers to pass a general knowledge test
designed by the board. Teachers who do not pass must take part
in a remediation plan. If the teacher still cannot pass the test,
the state board must begin dismissal proceedings.
- Oklahoma recently began requiring teachers of grades 6-8 mathematics
who were certified after 1999 to become certified to teach intermediate-
or secondary-level math.
(Source: ECS state policy database)
Policy Questions for State Leaders
To Consider
- What percentage of teachers in your state are "highly qualified"
as defined by the law?
- How many teachers in your state are teaching under emergency
certificates or other waivers? Does your state have an accurate
system to track these data?
- How will your state ensure that all new Title I teachers hired
after the beginning of the 2002-03 school year meet the new requirements?
Has your state analyzed what this means in terms of recruiting
new teachers?
- How will your state ensure that all teachers meet the definition
for "highly qualified" by 2005-06? For example, what number of
semester hours should constitute a "major" or "minor"? Should
it be different for elementary, middle or high school levels?
- Does your state's certification/licensing procedures guarantee
strong subject-matter competence? If so, how?
- How will your state strike a balance between ensuring all teachers
are "highly qualified" and the need to cope with teacher shortages?
- How will your state ensure that teachers entering the classroom
through alternative routes to certification meet the new requirements?
- How will your state attempt to balance the percentage of highly
qualified teachers in hard-to-staff and low-income schools and
the percentage of such teachers in more affluent, easier-to-staff
schools?
- In what ways would your teacher certification process and policies
need to change (including testing and performance measures) to
fulfill this requirement?
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Qualifications
of Paraprofessionals
Title I, Part
A, Subpart 1, Sec. 1119
Top of this section
Mandated
Yes
Timeline
As of the date of enactment, new paraprofessionals must meet one
of the requirements specified; existing paraprofessionals must do
so no later than four years after the date of enactment.
Funding Level
Unspecified
Compliance
Unspecified
Related Links
"Paraprofessionals in the Education Workforce," Educational
Environments for Students with Disabilities (U.S. Department of
Education)
www.ed.gov/offices/OSERS/OSEP/
Research/OSEP99AnlRpt/DOC_Files
/CH3.doc
"Teacher Assistants" (Occupational Outlook Handbook, U.S.
Department of Labor)
www.bls.gov/oco/ocos153.htm
Roles for Education: Paraprofessionals in Effective Schools
(U.S. Department of Education, 1997)
www.ed.gov/pubs/Paraprofessionals
/index.html
Review of Teacher Assistants Education, Programs and Standards
(Research Triangle Institute, Center for Research in Education,
1998)
www.dpi.state.nc.us/esareports/2_ta.pdf
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Requirements or Provisions
Each state receiving funds under Title I, Part A, must develop
a plan to ensure that all paraprofessionals working in a program
supported by Title I funds meet one of the following requirements
to be "highly qualified":
- Completed at least two years of postsecondary study
- Obtained an associate's (or higher) degree
- Met a rigorous standard of quality and can demonstrate, through
a formal state or local academic assessment, knowledge of and
the ability to assist in instructing reading, writing and mathematics.
This requirement applies immediately to paraprofessionals hired
after the enactment of ESEA 2001. Existing paraprofessionals must
meet one of the above requirements no later than four years after
the date of enactment. In addition, all paraprofessionals, regardless
of hiring date, must have earned a high school diploma or its equivalent.
Allocation of Funds
Although no funds are specifically appropriated, states can use
the flexibility provided in Title I and funds allocated under Title
II for reforming teacher certification and providing professional
development to teachers.
Status of the States
No recent information available.
Policy Questions for State Leaders
To Consider
- What policies will your state need to enact or modify to ensure
all Title I paraprofessionals meet at least one of the above requirements?
- What policies does your state have, and what data does it collect,
on paraprofessionals' qualifications?
- How many paraprofessionals in your state meet one of the requirements?
- Has your state defined expectations for paraprofessionals and,
if so, how is their performance evaluated?
- How can your state work more closely with community colleges
to prepare paraprofessionals?
- What financial incentives can your state offer to help paraprofessionals
receive a two-year degree?
- How will the affordability and use of paraprofessionals be affected
by the new requirements?
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Teacher
Qualification Disclosure
Title I, Part A, Subpart
1, Sec. 1111
Top of this section
Mandated
Yes
Timeline
Not later than the 2002-03 school year
Funding Level
No additional funding
Compliance
If a state fails to meet any of the requirements in this section,
the secretary of education may withhold funds for state administration
until it is determined that the state has fulfilled the requirements.
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Requirements or Provisions
Unless the state has received an extension, any state that receives
assistance under Title I, Part A, must prepare and disseminate not
later than the 2002-03 school year an annual report card that includes:
- The professional qualifications of teachers
- The percentage of teachers with emergency or provisional credentials
- The percentage of classes in the state not taught by "highly
qualified" teachers.
State departments of education also must submit a plan that includes
steps it will take to ensure poor and minority children are not
taught at higher rates than other children by inexperienced, uncertified
or out-of-field teachers.
School districts receiving funds under Title I, Part A, must notify
parents of children who attend Title I schools that they may request
information about the professional qualifications of classroom teachers,
including, at a minimum:
- Whether the teacher has met state qualification and licensing
criteria for the grade levels and subject areas taught
- Whether the teacher is teaching under emergency or other provisional
status
- The baccalaureate degree of the teacher and any other graduate
certification or degree held by the teacher, and the subject area
of the certification or degree
- Whether the child is provided service by paraprofessionals,
and, if so, their qualifications.
Information requested by parents must be provided in a "timely
manner."
In addition, schools that receive funds under Title I, Part A,
also must provide timely notice to a parent whose child has been
assigned to or taught, for four or more weeks, by a teacher who
is not highly qualified.
Status of the States
Some states already require districts and/or schools to report
on teacher qualifications:
- Fifteen states require public report cards to list teachers'
years of experience (Arizona, Colorado, Connecticut, Georgia,
Hawaii, Indiana, Kentucky, Louisiana, Minnesota, Missouri, North
Dakota, Pennsylvania, Utah, West Virginia, Wyoming)
- Eighteen states require reports to include data on teachers'
level of preparation and/or whether they meet licensing criteria
(Alabama, Arizona, Arkansas, Connecticut, Georgia, Indiana, Kentucky,
Louisiana, Maine, Minnesota, Mississippi, Missouri, Nebraska,
New York, North Dakota, Utah, Virginia, West Virginia)
- Eight states require districts or schools to report on the number
or percent of teachers working in their area of certification
(California, Colorado, Kentucky, Nevada, Oregon, Tennessee, Texas,
Washington)
(Source: ECS
StateNotes: State Performance Indicators, January 2002)
In addition, Arkansas requires parents to be notified when a noncertified
teacher has been assigned to teach their child's class for more
than 30 consecutive days.
(Source: ECS state policy database)
Policy Questions for State Leaders
To Consider
- For states and districts, what type of data infrastructure,
staff capacity and funding will it take to produce teacher qualification
reports for parents?
- How will your state decide what portion of a teacher's time
can be spent teaching out-of-field for it to count as such? For
example, if a teacher teaches three of five classes in his/her
area of expertise, but teaches two core curriculum classes in
which he/she is NOT qualified, how will the data reflect this
situation?
- Has your state set the minimum number of hours necessary to
be certified in subject area, and if so, have they been set for
all levels (elementary, middle and high school)?
- Are districts in your state required to report the number of
paraprofessionals used and how they are used (for example, aides
for students with disabilities vs. instructional aides)?
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Teacher
and Principal Training and Recruiting Funds
Title II, Part A, Subpart
1, Sec. 2101
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Mandated
Participation is voluntary.
Timeline
No specific timeline indicated
Funding Level
FY02 - $2.85 billion
Compliance
Unspecified
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Requirements or Provisions
This part of Title II combines federal funding from the previously
authorized Eisenhower and Class Size Reduction programs. State education
departments are responsible for the distribution of funds in conjunction
with state higher education agencies. Funds are to be distributed
in the form of competitive grants to eligible partnerships.
The state education department must use these funds to carry out
one or more of several specified activities, including, but not
limited to:
- Reforming teacher and principal licensure or certification
- Establishing, expanding or improving alternative routes to licensure
or certification
- Recruiting highly qualified teachers and principals
- Assisting school districts in developing merit-based performance
systems
- Providing professional development to teachers and principals
- Supporting the training of teachers to integrate technology
into curricula and instruction
- Providing assistance to enable teachers to become highly qualified
- Reforming tenure systems
- Implementing teacher testing for subject-matter knowledge.
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Transition
to Teaching
Title
II, Part C, Subpart 1, Chapter B, Sec. 2311
Top of this section
Mandated
Participation is voluntary.
Timeline
No specific timeline indicated
Funding Level
FY02 - $35 million
Compliance
Unspecified
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Requirements or Provisions
Grants will be available to state education departments and high-need
school districts to develop teacher corps or other programs to recruit
and retain highly qualified mid-career professionals and recent
graduates as teachers in high-need schools, including recruiting
teachers through alternative routes to certification.
Policy Questions for State Leaders
To Consider
- How will states ensure that alternative certification policies
allow teachers to meet the definition of "highly qualified" by
the end of the 2005-06 school year?
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Early
Childhood Educator Professional Development
Title II, Part A, Subpart 5,
Sec. 2151
Top of this section
Mandated
Participation is voluntary.
Timeline
No specific timeline indicated
Funding LevelFY02 - $15 million for partnership grants
Compliance
Unspecified
Related Links
ECS Issue Site on Early Childhood
National Association for the Education of Young Children
www.naeyc.org/childrens_champions
/federal/2002/eceducator_q&a.pdf
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Requirements or Provisions
This provision seeks to enhance the school readiness of young children,
particularly disadvantaged children, by improving the knowledge
and skills of early childhood educators who work in communities
with high concentrations of poor children. Allowable activities
include professional development that focuses on early language
and literacy development, working with families and/or working with
children with behavioral problems or who are victims of abuse. States
also may use funds to provide support for early childhood educators
during their first three years in the field and/or to provide professional
development programs using distance learning and other technologies.
Allocation of Funds
Competitive Grant - Grants will be made to partnerships that include
at least one higher education institution or another entity that
provides professional development for early childhood educators
who work with children from low-income families in high-need communities.
The partnerships also must include one or more public agencies,
Head Start agencies or private organizations.
Status of the States
Here's a look at several programs focused on enhancing the professional
development of early childhood educators in high-need communities:
- Oregon Center for Career Development in Childhood Care and
Education - The center contracts with agencies that teach
Oregon Child Care Basics classes. The classes train early childhood
educators in basic practices that encourage positive care and
education of children,
www.centerline.pdx.edu/
- California Early Childhood Mentor Program - Based at
local colleges and universities, this program uses a peer recruitment
and mentor plan to target early childhood educators in selected
populations. The program offers scholarships for books and tuition,
www.ecementor.org/
- New York Tri-County Early Childhood Professional Development
Project - Many partners, including local schools, early care
and education providers, and higher education institutions, work
together to offer scholarships, mentoring programs and degree
opportunities for early childhood educators,
www.qualitykidcare.com/index.asp
Policy Questions for State Leaders
To Consider
- What efforts are being made in your state to provide for the
professional development of early childhood educators? What agencies
are in charge of these efforts? Are their efforts well-coordinated?
- Do these efforts incorporate the latest thinking in literacy
and numeracy development?
- How could existing partnerships between professional-development
providers and local early childhood providers be expanded or improved
through these grants?
- Which communities in your state would benefit most from this
type of program?
- What evaluation processes will need to be put in place to ensure
high-quality programs?
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